CFTC Rule 23.203
-
CFTC amends investor safeguard rules
Amendments include permitting certain sovereign debt investments and the replacement of LIBOR with SOFR.
-
CFTC publishes 2024 enforcement results showing $17 billion raised in fines
The agency’s annual report highlights record-breaking penalties driven by actions against Binance and FTX.
-
CFTC recommends tokenized non-cash collateral, blockchain use
Move aims to provide framework for how market participants can apply existing policies and procedures to use DLT for non-cash collateral in line with margin requirements.
-
XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
-
McHenry tells regulators era of post-financial crisis regulation is over
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.
-
GRIP Extra: Cash app Dave in regulatory cross-hairs, Shell wins appeal
Other news includes obesity crisis in America, CFTC awards to whistleblowers, COP29 tensions and pension reforms in the UK.
-
CFTC Commissioner Mersinger on cooperation credit and avoiding chasing trends
Mersinger's remarks revolved around CFTC enforcement and ideas for improvement, especially in the extension of cooperation credit.
-
The 2024 regulatory landscape and thoughts on a post-US-election version
The US election campaign is, perhaps predictably, closing amid sound and fury. We step back to take a measured view of America's prospects.
